Assessor Resource

RIIMEX403D
Apply the principles of canal construction

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes a participant’s skills and knowledge required to apply the principles of canal construction in Civil construction.

This unit is appropriate for those working in supervisory roles.

No licensing or certification requirements apply to this unit at the time of publication.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare for applying the principles of canal construction

1.1 Access, interpret and apply principles of canal construction documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Identify and address potential risks, hazards and environmental issues and implement control measures

1.4 Select and wear personal protective equipment appropriate for work activities

1.5 Assess construction tasks and identify appropriate principles to achieve objectives

1.6 Access, interpret, clarify and share with team members the specific task information and requirements

1.7 Prepare an implementation action plan, in consultation with team members, making best use of the available resources and applying defined construction principles

1.8 Acquire and make available the necessary resources for the safe, effective and efficient conduct of the tasks

1.9 Ensure clear and timely instructions are communicated to team members and others involved

2. Oversee the execution of canal construction tasks

2.1 Implement the action plan in consultation with team members

2.2 Monitor implementation of the action plan

2.3 Initiate adjustments to the action plan/work practices, and ensure safe execution of work and achievement of required outcomes

2.4 Ensure plant, equipment and tools maintenance requirements are carried out and recorded

3. Report on the execution of canal construction tasks

3.1 Complete and submit written reports as required

3.2 Review the action plan, construction principles and resources used

3.3 Identify training needs of team members and prepare training plans

3.4 Submit reasoned recommendations to improve the safety, efficiency and effectiveness of the execution of canal construction tasks

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient application of the principles of canal construction including:

identifying and interpreting:

project site soil, rock, meteorological and geological data

project site hydrological and geotechnical data

project engineering survey information

project specifications, plans and drawings

interpreting project contract and specification requirements and procedures

assessing and selecting appropriate principles of canal construction and associated techniques

analysing environmental issues, hazards and risks, and implementing control measures

works effectively with others to undertake and complete the application of the principles of canal construction that meets all of the required outcomes including:

complying with written and verbal reporting requirements and procedures

communicating clearly and concisely with others to receive and clarify work instructions, including preparing and conducting briefings, toolbox and site meetings

providing leadership and direction to the team by communicating clearly and concisely with others to resolve coordination requirements prior to commencing and during work activities

identifying the training needs of others and preparing training plans

applying performance monitoring measures

demonstrates completion of applying the principles of canal construction that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

assessing and assigning appropriate plant and equipment, and operational techniques

developing and administering work plans

overseeing the execution of canal construction tasks

monitoring canal construction, making adjustments to work plan

assessing outcomes to make reasoned recommendations and writing reports

preparing and presenting job reports

The candidate must demonstrate knowledge of applying the principles of canal construction through:

construction principles, operational techniques and terminologies including:

canal construction sequencing

set out requirements and procedures

drainage requirements

works planning techniques

monitoring methods

quality management

engineering survey principles

slope management requirements and procedures

estimating principles

organising skills, work planning techniques, and work monitoring methods

the principles of canal construction

writing reports to communicate procedural activity, breach or inadequacies to procedure and review process of canal construction

problem solving skills to technical resources and infrastructure issue

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare for applying the principles of canal construction

1.1 Access, interpret and apply principles of canal construction documentation and ensure the work activity is compliant

1.2 Obtain, read, interpret, clarify and confirm work requirements

1.3 Identify and address potential risks, hazards and environmental issues and implement control measures

1.4 Select and wear personal protective equipment appropriate for work activities

1.5 Assess construction tasks and identify appropriate principles to achieve objectives

1.6 Access, interpret, clarify and share with team members the specific task information and requirements

1.7 Prepare an implementation action plan, in consultation with team members, making best use of the available resources and applying defined construction principles

1.8 Acquire and make available the necessary resources for the safe, effective and efficient conduct of the tasks

1.9 Ensure clear and timely instructions are communicated to team members and others involved

2. Oversee the execution of canal construction tasks

2.1 Implement the action plan in consultation with team members

2.2 Monitor implementation of the action plan

2.3 Initiate adjustments to the action plan/work practices, and ensure safe execution of work and achievement of required outcomes

2.4 Ensure plant, equipment and tools maintenance requirements are carried out and recorded

3. Report on the execution of canal construction tasks

3.1 Complete and submit written reports as required

3.2 Review the action plan, construction principles and resources used

3.3 Identify training needs of team members and prepare training plans

3.4 Submit reasoned recommendations to improve the safety, efficiency and effectiveness of the execution of canal construction tasks

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient application of the principles of canal construction including:

identifying and interpreting:

project site soil, rock, meteorological and geological data

project site hydrological and geotechnical data

project engineering survey information

project specifications, plans and drawings

interpreting project contract and specification requirements and procedures

assessing and selecting appropriate principles of canal construction and associated techniques

analysing environmental issues, hazards and risks, and implementing control measures

works effectively with others to undertake and complete the application of the principles of canal construction that meets all of the required outcomes including:

complying with written and verbal reporting requirements and procedures

communicating clearly and concisely with others to receive and clarify work instructions, including preparing and conducting briefings, toolbox and site meetings

providing leadership and direction to the team by communicating clearly and concisely with others to resolve coordination requirements prior to commencing and during work activities

identifying the training needs of others and preparing training plans

applying performance monitoring measures

demonstrates completion of applying the principles of canal construction that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

assessing and assigning appropriate plant and equipment, and operational techniques

developing and administering work plans

overseeing the execution of canal construction tasks

monitoring canal construction, making adjustments to work plan

assessing outcomes to make reasoned recommendations and writing reports

preparing and presenting job reports

The candidate must demonstrate knowledge of applying the principles of canal construction through:

construction principles, operational techniques and terminologies including:

canal construction sequencing

set out requirements and procedures

drainage requirements

works planning techniques

monitoring methods

quality management

engineering survey principles

slope management requirements and procedures

estimating principles

organising skills, work planning techniques, and work monitoring methods

the principles of canal construction

writing reports to communicate procedural activity, breach or inadequacies to procedure and review process of canal construction

problem solving skills to technical resources and infrastructure issue

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply principles of canal construction documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Identify and address potential risks, hazards and environmental issues and implement control measures 
Select and wear personal protective equipment appropriate for work activities 
Assess construction tasks and identify appropriate principles to achieve objectives 
Access, interpret, clarify and share with team members the specific task information and requirements 
Prepare an implementation action plan, in consultation with team members, making best use of the available resources and applying defined construction principles 
Acquire and make available the necessary resources for the safe, effective and efficient conduct of the tasks 
Ensure clear and timely instructions are communicated to team members and others involved 
Implement the action plan in consultation with team members 
Monitor implementation of the action plan 
Initiate adjustments to the action plan/work practices, and ensure safe execution of work and achievement of required outcomes 
Ensure plant, equipment and tools maintenance requirements are carried out and recorded 
Complete and submit written reports as required 
Review the action plan, construction principles and resources used 
Identify training needs of team members and prepare training plans 
Submit reasoned recommendations to improve the safety, efficiency and effectiveness of the execution of canal construction tasks 
Access, interpret and apply principles of canal construction documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Identify and address potential risks, hazards and environmental issues and implement control measures 
Select and wear personal protective equipment appropriate for work activities 
Assess construction tasks and identify appropriate principles to achieve objectives 
Access, interpret, clarify and share with team members the specific task information and requirements 
Prepare an implementation action plan, in consultation with team members, making best use of the available resources and applying defined construction principles 
Acquire and make available the necessary resources for the safe, effective and efficient conduct of the tasks 
Ensure clear and timely instructions are communicated to team members and others involved 
Implement the action plan in consultation with team members 
Monitor implementation of the action plan 
Initiate adjustments to the action plan/work practices, and ensure safe execution of work and achievement of required outcomes 
Ensure plant, equipment and tools maintenance requirements are carried out and recorded 
Complete and submit written reports as required 
Review the action plan, construction principles and resources used 
Identify training needs of team members and prepare training plans 
Submit reasoned recommendations to improve the safety, efficiency and effectiveness of the execution of canal construction tasks 

Forms

Assessment Cover Sheet

RIIMEX403D - Apply the principles of canal construction
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIMEX403D - Apply the principles of canal construction

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: